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Wider Bases for Retaliation Claims, but Not Better Chances for Plaintiffs to Win
The Supreme Court’s decisions in two cases are not entirely bad for employers. While they endorse an additional means to sue an employer, they do not change the burden of proof needed for an employee to prevail on a retaliation claim.
By Jon Meer
wo recent U.S. Supreme Court decisions,
Gomez-Perez v. Potter
and
CBOCS
West, Inc., v. Humphries, have now affirmed an additional way for employees to file suit for job
retaliation based on a prior claim of discrimination. As the court held, the
statutory protection of "equal contract rights" allows employees to pursue
retaliation claims under a relatively little-known civil rights law enacted just
after the Civil War (42 U.S.C. § 1981).
However, the court’s decisions are not entirely bad for employers and business
owners. While the decisions endorse an additional means to sue an employer, the
decisions do not change the burden of proof needed for an employee to prevail on
a retaliation claim. Thus, an employer is likely to be able to defeat a
retaliation claim under the "equal contract rights" provisions of 42 U.S.C. §
1981 using the same defenses available for a claim under Title VII of the Civil
Rights Act of 1964, or similar state anti-discrimination laws.
The legal definition of retaliation Another decision,
Burlington Northern & Santa Fe Railways Co. v. White
also addressed the burden of proof for a retaliation claim. In that case, the
Supreme Court held that an employee must prove he or she suffered from a
"materially adverse" employment decision as a consequence of complaining about
alleged discriminatory conduct. To meet this standard, an employee must show
that the decision might have "dissuaded a reasonable worker from making or
supporting a charge of discrimination" against the employer, according to the
court. In other words, the act of retaliation must be severe enough that it
would have a chilling effect on other employees, and make them think twice about
challenging unlawful conduct.
As a practical matter, not every adverse action taken against an employee
constitutes retaliation. The Supreme Court has expressly held that claims for
retaliation require a "significant" rather than "trivial" harm to an employee.
As the court stated, the prohibition against retaliation "does not set forth a
general civility code for the American Workplace." Thus, an employee’s decision
to report potentially discriminatory behavior "cannot immunize that employee
from those petty slights or minor annoyances that often take place at work and
that all employees experience." Context is important
The Supreme Court’s ruling on what might constitute retaliation speaks in
general terms, rather than delineating specific prohibited acts. As the court
noted, an "act that would be immaterial in some situations is material in
others."
For example, the court explained that "a schedule change may make little
difference to many workers, but may matter enormously to a young mother with
school-age children. Likewise, a supervisor’s refusal to invite an employee to
lunch is normally trivial, a nonactionable, petty slight. But to retaliate by
excluding an employee from a weekly training lunch that contributes
significantly to the employee’s professional advancement might well deter a
reasonable employee from complaining about discrimination."
Practical tips for avoiding or defeating retaliation claims
Although the Supreme Court’s decision may ease the way for employees to file
more claims based on a wider array of employers’ actions, the new decision did
not narrow many of the defenses available to employers. Still, according to the
court, the standard for judging the merits of a retaliation claim "must be
objective" in order to be "judicially administrable." This means that
retaliation claims are still subject to summary judgment or other pretrial
disposition.
While workers will likely focus their retaliation claims on the action taken
against them, employers can defend themselves by showing that there was no
causal connection between the worker’s complaint and the challenged action. Here
are some recommended steps to be taken:
-
Be able to show that the action in question resulted from a decision wholly
unrelated to the worker’s prior complaint. For example, documentation that the
challenged decision was made before the worker’s complaint is extremely helpful.
Retaliation claims necessarily require a subsequent response to a prior
complaint of unlawful conduct. If an employer can show that it made its decision
affecting the employee before the employee raised a complaint, there should be
no viable retaliation claim.
-
Be able to show that the challenged decision affected other employees who did
not complain. For example, if an employer has a business need to eliminate all
of its night-shift employees, a worker who previously complained about
discrimination may not have a viable retaliation claim if he or she was treated
the same as the other night-shift employees who also lost their jobs.
-
Be able to show that the decision-maker for the challenged action was never
aware of the employee’s complaint. For example, if an employee complains about
discrimination to one manager, it may not be retaliation if another manager, who
was wholly unaware of the employee’s complaint, assigns the employee to a
less-desirable job task. For this defense to be available, an employer should be
able to show that the employee’s complaint was held in confidence and not
communicated to others.
-
Be able to substitute an independent decision-maker if the original
decision-maker is aware of the employee’s complaint. For example, if an employee
complains about discrimination perpetrated by her direct supervisor, the
supervisor should not be involved in deciding the employee’s bonus a month
later. Under these circumstances, it would be better for the employer to have a
different decision-maker decide the employee’s bonus level, particularly a
decision-maker who has no relationship to the subject of the employee’s
complaint.
-
Be able to show a legitimate business reason why the decision necessarily
applied to the employee who raised a complaint, as opposed to other workers. As
an example, the company should be able to show that a decision was the result of
a corporate policy providing that job assignments are based on seniority or
level of experience. These reasons often justify why one worker is selected over
another. If an employer has existing policies for making particular decisions,
it ordinarily should not be retaliation if the employer follows those policies.
-
Be able to offer the employee some input when implementing the challenged
action. If there are multiple options available for a worker who previously
raised a complaint, ask the worker which option is most preferable. For example,
if business conditions require the employer to change an employee’s work hours,
or assign different duties to the employee during current work hours, ask the
employee to choose. Even if both options are not appealing to the employee, it
is still helpful to allow the employee to choose the "lesser evil," provided the
employer can show there are no other options available.
-
Be able to show the business need to implement the challenged action against the
employee at the particular time the action is taken. If business reasons require
an employer to implement an adverse decision soon after an employee raised a
complaint, be sure that there are genuine reasons why the decision had to take
place at that time. For example, if an employee is assigned to work on an
undesirable project a week after complaining about discrimination, be able to
show that the undesirable project was the result of an unanticipated emergency
requiring the unique job skills of the employee who complained. On the other
hand, if there is a way to delay an adverse decision, consider delaying your
action. The proximity in time between a worker’s complaint and the subsequent
action taken by the employer is often a factor.
-
Be able to show that your company has a policy and an internal procedure for
complaints and investigations of discrimination and harassment, and that it
communicates this process to employees. Be sure that policy explicitly states
that there will be no retaliation for raising concerns about potential
discrimination or harassment. This policy should be strictly enforced, without
exception, as part of your company’s culture.
Workforce Management Online, August 2008 -- Register Now!
Jon Meer is a partner in the Los Angeles office of Seyfarth Shaw and represents
employers and management in all aspects of labor and employment law. To comment, e-mail editors@workforce.com.
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